Post-Heroic: Command
in the Nuclear World
I Hitler's squalid and ignominious death
brings to an end this survey of the transformation of command across 2,000
years of Western history. Can we draw from it any general reflections on
the nature of military power, the means by which it is exercised and the
process by which its effects are invested with political value?
It is of overriding importance to recognize
that military achievement is not an end in itself. Primitives may fight
in blissful unconsciousness of performing any larger function than masculine
self-expression. The professional warriors of advanced states may deny
that they are anything more than simple soldiers doing their duty as they
see it and dying when duty demands. Even their leaders may decry political
purpose in strategy, claiming to be moved by military imperatives that
stand at the furthest extreme from the dictates of diplomacy or the statesman's
perception of national interest. 'A la guerre comme à la guerre,'
say soldiers; by which they mean that war changes how warrior* look at
the world, altering their priorities and submerging the preoccupations
that animate peaceful society. Those - the profit motive, respect for property
rights, obedience to the law, propitiation of the great, conciliation of
minorities, performance of ritual and observance of custom and common courtesy
- have no place, or only the very smallest, on the battlefield. There the
race is indeed to the swift and devil take the hindmost. But, remote though
the battlefield is from the marketplace and the court of law, its pre-existence,
or the potentiality of recourse to it, underlie all assumptions citizens
make about the order of things as they find them. Force, blind themselves
to its sanction as the right-thinking may, provides the ultimate constraint
by which all settled societies protect themselves against the enemies of
order within and without; those with the knowledge and will to use it must
necessarily stand close to or at the very centre of any society's power
structure; contrarily, power-holders who lack such will or knowledge will
find themselves driven from it.
There can, however, be nothing mechanistic
about the exercise of power through force, whether naked or implicit long
through the power-holding and power-hungry have sought such a secret. Force
finds out those who lack the virtue to wield it. Such virtue in theocratic
societies is deemed to descend from Cod or the gods and rulers by divine
right may in consequence dispatch their subjects to the battlefield without
thought or imputation of need to lead them there. Secular rulers enjoy
no such moral exemption; in their worlds the virtues that attach to force
are those by which it is resisted - resilience tenacity hardihood but above
all, courage. They must therefore either go in person or else find the
means of delegating the obligation without thereby invalidating their right
to exercise authority outside the battlefield and in times of peace
In the preceding pages we have surveyed
the practices by which four different societies dealt with the dilemma
of command. By the heroic ethos of the Alexandrian world - an ethos that
was widely to persist or later re-emerge elsewhere -command was simply
subsumed within the art of government itself if the latter were not indeed
subordinated to the former. No more distinction was made in Alexander's
Macedonia between his roles as king and war-leader than between those of
his leading subjects as electors and warriors. The legitimacy of all their
roles was established and sustained by readiness to go to the battlefield
and fight with courage once there; Alexander's function differed from that
of his followers only in that he was expected to lead them to victory.
Not even defeat, if paid for by a kingly
death could rob such a ruler of a hero's title. A heroic death, indeed,
both glorified the victim and best legitimized his blood-heir's succession
to his title. But it was in that cyclic rededication of the warrior ruler
to legitimization by battle that the sterility of the heroic society lay.
No development from it - political cultural, intellectual or economic -
was possible as long as its elite's preoccupations were consumed by the
repetitive and ultimately narcissistic activity of combat. All societies
which achieved escape from the constrictions of heroism did so by separating
the hero from the rest of society and accordingequal or superior prestige
to functions more creative than his -those of the judge scholar diplomat
politician and merchant.
Two routes which seemed to promise such
escape proved in the long run to be dead ends: the mercenary and slave
soldier systems By the second favoured in early Islam the function of warriordom
was delegated to men who were the ruler's property. The logic of force
however acting as it might have been expected to do worked over time to
reverse the property relationship transforming those who exercised force
into the possessors of power by feet if not title. The Mameluke kingdom
that resulted was heroic by every test of that ethos proving to be incapable
of civic development and so rooted in their traditional style of warmaking
as to fail even militarily when confronted by the armies of societies which
had achieved adaptation. The mercenary system on the other hand revealed
its undesirability by contrary effect. Only those societies which had achieved
a considerable degree of economic Development could afford to hire rather
than breed soldiers; it was their own wealth which made the devolution
of military duty so attractive to them and conversely to those who agreed
to perform it on a commercial basis. The logic of force then working however
to persuade the mercenary that he might take all that was available rather
than the share he was offered states which had opted for hired defence
tended to discover that they had sold their birthright. The social outcome
proved to be either a reversion to heroic leadership or when enthroned
mercenaries became softened by wealth and ease a resort to mercenarism
all over again.
Successful escape from heroism was therefore
to be by one of two other routes. The first epitomized by the society of
which Wellington was a paragon lay through the creation of a military class
compensated for its isolation from political power by an apparatus of established
rewards anti privileges. Such classes emerged in few societies and at rare
periods in history and the process by which they did so remains deeply
mysterious. The Roman empire's class of professional soldiers is one example
of the phenomenon; its evolution continues to engage the dedicated interest
of historians of antiquity. Western Europe's regular armies are another.
They are indeed an historical phenomenon in their own right hut the stages
by which they detached themselves from the muddle of feudal levies royal
retainers and hired freebooters who had served the mediaeval kingdoms are
still shrouded in obscurity. All that can be said with confidence is that
by the eighteenth century they existed in a finished form and that, by
their liberation of their rulers' other subjects from the performance of
military duty, they had released the energies of the rest of society for
the tasks of creation - commercial, industrial, intellectual and artistic
-which were to make Europe the master of the known world, and the conqueror
of the globe's hidden parts, in their own time.
But even a professional military class,
however stern the selfrestraint by which it lives, must in the last resort
act to confine the scope for development of the society it serves. Military
culture, central though it is and must be to the heroic ideal, can successfully
adapt to the progressive separation of sovereign power from the person
of the sovereign, even when the principle of the sovereign as hero on which
it turns may have become a fiction. What it cannot accommodate is the formal
transfer to the fact of sovereignty from ruler to ruled, that necessary
process by which absolute states become democracies. Soldiers who have
gone to the battlefield as the sovereign's surrogates and risked their
lives in the name of the king instinctively recoil from the demand that
they shed blood in the name of 'the people', a figment which can never
be brought to represent the hero in any form. All peoples who have attempted
an, rapid transition from monarchical to representational rule have, in
consequence, encountered military opposition, the manifestation of which
is called revolution.
By extraordinary ideological determination,
as in the United States at its founding, or by subtle gradualism, as in
nineteenth century Britain, a few have nevertheless succeeded in creating
democratic constitutions to which soldiers could give their professional
obedience. But the achievement of peaceful revolution does not dissolve
the requirement for heroic leadership when a popular state calls on its
people to die in battle. Then the eternal questions voice themselves again:
'Where is our Ieader? Is he to be seen? What does he say to us? Does he
share our risks?' And the same questions in different form confront the
leader himself: In front always, sometimes or never? is a dilemma that
the elected statesman can ultimately no better escape than the heroic leader
himself.
An elected leader who sticks to the rule
'never', perfectly proper though his decision may be by constitutional
and practical judgement, will pay a terrible price if he inflicts on his
people burdens heavier than they can or will bear: the disappearance of
the French government of 1940 into one of history's oubliettes is
a warning to that effect; the political extinction of President Lyndon
Johnson at the height of the Vietnam war may be another. 'Never' may in
the last resort stand even an unelected ruler with absolute power of repression
at his disposal in no better stead. Hitler's suicide may be perceived as
the due he had to pay the German people for leading them to defeat in 1945
and his foreknowledge of its inevitability appears in retrospect as a spectre
with which he had long lived. The halfway house of 'sometimes' or 'I have
shared such risks in my time' may not answer well either. Napoleon III's
presence at the battle of Sedan could not rescue him from obloquy; Jefferson
Davis who had been severely wounded in the Mexican War lost all hope of
heroic epitaph when he cravenly fled from Richmond in 1865 at the appearance
of Grant's army.
All such men of power may be judged to
have met the fates they did and to deserve the reputations they enjoy from
simple failure to understand the demands levied on them by the imperatives
of command. Government is complex; its practice requires an endless and
subtle manipulation of the skills of inducement persuasion
coercion compromise threat and bluff. Command by contrast is ultimately quite straightforward; its exercise turns on the recognition that those who are asked to die must not be left to feel that they die alone. But the relief of the warrior's ultimate loneliness is achieved by means quite as complex as those that attach to government. The successful leader - given that he is not doomed to fight an unwinnable war - is the person (women can lead as well as if not better than men) who has perceived command's imperatives and knows how to serve them. Those imperatives are few - but not all will necessarily yield to discovery even under assault by a mind as possessed by the urge to power as that of Hitler himself. How are they to be enumerated?
The Imperative of Kinship
Command, the cliche has it, is a lonely
task. But so it must be. Orders derive much of their force from the aura
of mystery more or less strong with which the successful commander more
or less deliberately, surrounds himself; the purpose of such mystification
is to heighten the uncertainty which ought to attach to the consequences
of disobeying him. The taskmaster who eschews mystification, who makes
himself, his behaviour and his responses familiar to his subordinates,
must then evoke compliance either by love or by fear. But love and fear,
strong though the role of each hi in the masculine world of war, are emotions
ultimately self-limiting in effect. True love is felt by two parties; it
can rarely be simulated by either over the lifetime of a relationship.
'The commander who shows the love he feels when he gives orders must eventually
cripple his will to expose his loved ones to danger. Fear, on the other
hand, operates only if it is felt more keenly than the fear that it opposes.
In the short-term, it can drive men to self-sacrifice ('Dogs,' Frederick
the Great demanded of his grenadiers, 'would you live for ever?'). In the
long-term it loses its power to compel by reciprocal mechanistic effect.
Caught between two fears, the subordinate will eventually seek escape from
both.
Mystification supplies the medium through
which love and fear, neither ever precisely defined, cajole the subordinate
to follow, often' to anticipate, the commander's will. But mystification
is a function of distance, real or illusory, which the commander must impose
or contrive. Hitler and the chateau genera's, on whose command style he
modelled his own, created mystification by imposing distance, of fifty
or so miles in their case, hundreds in his, between themselves and their
subordinates. Alexander contrived a sense of distance by living within
his aura of kingship, reinforced as it was by the priesthood whose offices
he alone, as the Macedonians' sovereign, could perform. Wellington and
Grant, in the very different societies to which they belonged contrived
distance in appropriate ways: Wellington scion of a society dominated by
gentlemen, created and maintained a gentleman's household of servants,
hounds, horses and hunting companion wherever the vagaries of campaign
took him, living a country - houslife in the heats of India or the snows
of the Sierras; Crant, a small-town American, took the companionship of
his own small town into the field, delimiting the distance necessary to
his emotional comfort by setting a barrier of Main Street cronies between
himself and the larger world of the army outside it.
Distance is, nevertheless, a negative dimension.
The man who insists on it becomes a recluse and the reclusive commander
achieves nothing. Distance must be penetrable by access either inward outward
or both. Hitler allowed occasional inward access: Guderian for example
had the self-confidence to insist on personal confrontations with the Fuhrer
at Rastenburg when he felt that strategic crisis required it. Alexander
thrived on outward access: he constantly moved among his subordinates showing
himself lo his Macedonian subjects dramatizing his kingship and playing
the hero to the ever ready audience his army provided. Wellington and Grant
by contrast freely encouraged access both inward and outward. They were
often seen by their subordinates in the field as they moved among them
in an environment of shared danger- all too closely shared by Wellington
they were also easy hosts Granl even more so than Wellington receiving
guests from the body of the army in the small society of their headquarters
making visitors feel at home and Ictting them go with the sense of having
shared the vital intimacy of the commander chez sad.
The most important medium of penetrability
however was supplied not by personal access but by the diaphragm of intimates
and associates which surrounded the commander. Their selection and quality
was crucial to the relationship that the general established with those
to whom his orders were transmitted. Hitler isolated by real distance from
his fighting and suffering armies needed his aloofness to be mediated by
men with whom the common soldier could identify warriors who had also starved
thirsted shivered sweated and bled with the man in the front line unlike
the chateau generals of 1914-18. He signally failed to surround himself
with anyone of that sort. Keitel his principal subordinate wobbled with
the pounds of easy living and mindless sycophancy; Jodl his brainbox was
marked by the stresses of the map table not the foxhole; Schmundt his chief
army adjutant and so its principal representative at Fuhrcr headquarters
babbled to his old comrades-in-arms when they met of the spell Hitler had
cast over him, never of his chief's concern for the welfare or preoccupations
of the men under his command. As a result it was only by the genius of
Goebbels's propaganda efforts in representing the Fuhrer to the Wehrmacht
as a front-fighter with the best of them that the force of his orders was
sustained to the end.
Alexander's army was suffused by his personality
from the outset of his anabasis to his death; the role of his intimates,
who became the Diadochi, in interpreting and transmitting the nature of
that personality is undeniable. But the limitation of his relationship
with them is defined by their subsequent behaviour. The Diadochi were as
much competitors in heroism with Alexander as mediators, and the posthumous
fragmentation of his empire was the result of their desire to equal his
achievement rather than propagate it. His essentially unstable system was
held in equilibrium only by his day-to-day efforts; when his death disturbed
the balance, both army and empire fell apart.
Wellington and Grant, representatives rather
than embodiments of a system, used their circle of intimates to much more
fruitful effect. Their intimates fulfilled the role on the one hand of
remembrancers to the commander of his responsibility for the army's welfare,
and on the other of witnesses to the army of the commander's concern for
it. The extent of their success is borne out by the excellence of relations
pertaining between headquarters and troops throughout all their campaigns,
a success in the last resort attributable to the commanders' skill in selecting
men who provided windows to both worlds.
Grant and Wellington both succeeded, in short, in creating a bond of kinship between themselves and their followers by surrounding themselves with men who posed no threat to their primacy yet were of sufficiently soldierly quality to command the army's respect. Alexander, on the other hand, was fated to be surrounded by men who, while their soldierly qualities were not in doubt, so powerful!! shared his ethic of heroic individuality that he could never truly rest at ease with them. Hitler went to the other extreme: his intimate circle was selected by the test of sycophancy, which made for perfect domestic ease at headquarters but denied him any bond of understanding with the fighting men at the front.
The Imperative of Prescription
Understanding between commander and followers
is not assured solely by the mechanisms of kinship. A commander must not
only show what he feels for his soldiers by the quality of their representatives
he chooses to keep at his side. He must also know how to speak directly
to his men, raising their spirits in times of trouble, inspiring them at
moments of crisis and thanking them in victory. The more directly heroic
the nature of his leadership- and therefore in all likelihood the more
extreme the predicament to which he exposes them - the stronger that imperative.
Wellington and Grant, leaders of constitutional armies in inter-state wars,
were bound comparatively lightly by that imperative and both were notably
poor communicators. Hitler on the other hand - a demagogue fighting a demagogue's
war - though he rarely spoke directly either to army or people during its
course, controlled a propaganda machine of the highest sophistication and
was acutely sensitive to its operation. And Alexander was, of course, a
master orator, a brilliant stage-manager of his own speaking performances
and a supreme psychologist in his choice of rhetorical devices - challenges,
threats, cajolery, bribes, appeals to pride, evocations of past achievements,
promises for the future. The means by which he brought the force of his
personality and intellect to bear on his army remain obscure; no human
voice, without artificial amplification, has the power to reach the whole
of an army as large as he commanded. In consequence, he sometimes spoke
only to his officers, and at others repeated his speech, or variations
on it, to fractions of his army in turns. But it is quite possible that
he occasionally paraded it in a natural amphitheatre where echo would make
him heard simultaneously by all.
Whatever the means he employed to make
himself understood, Alexander had grasped from the outset the imperative
of prescription - the need of every commander to convey an impression of
himself to his troops through words, to explain what he wants of them,
to allay their fears, to arouse their hopes, and to bind their ambitions
to his own. It is a mark of the depths to which the art of command fell
in the era of chateau generalship that this need was served barely, if
at all, by any of the generals of the First World War. Their armies were,
by an ironic twist of social and constitutional development, the most literate
and politically conscious mass forces ever to have taken the field. By
an equally ironic twist, the Staff College culture which informed their
leadership had, by a bogus scientism, so sanctified the importance of purely
theoretical principles of warmaking, and consequently so depreciated the
importance of human emotion, that the common soldiers were not thought
worth the expenditure of their commanders' breath.
The lesson of that fatal misjudgement was
to be widely drawn by the generals of the Second World War, many of whom
were to become as adept at self-presentation and prescription as Alexander
himself. Hitler may have scarcely ever been photographed among his soldiers;
photographs abound of his subordinates -Guderian, Rundstedt, Dietl, Model,
Student - among theirs. The dislike felt for Montgomery by his more blinkered
contemporaries was largely provoked by his remarkable theatrical gifts,
much appreciated by his audiences of ordinary soldiers. And the art of
self-preservation became in the post-war years a positive cult in two armies
committed to struggle against the odds, the lsraeli and the French. 'When
I give difficult orders,' an Israeli general is remembered as saying, 'I
like to do so in person, so that I can meet my soldiers' eyes.' 'Whatever
else you may say about me,' General de Lattre de Tassigay assured the young
officers of the army he was rescuing from the Indo-China disasters of 1950-1,
'you will not be able to say that you were not commanded.'
For all the importance of prescription,
military literature is curiously deficient in discussion of how it should
be done. What German classical scholars call the Felderrnrede - the
general's speech before battle - was a well-known literary form in antiquity.
In the modern world Raimondo Montecoccoli, the imperial general of the
Thirty Years' War, is almost the only writer to have addressed the subject.
His remarks are extraordinarily penetrating, many of them still closely
relevant to the manipulation of soldierly emotion on the contemporary battlefield.
'Exhortation of the host' is how he describes
the imperative of prescription, 'when the general speaks publicly to his
soldiers in order to urge them to demonstrate virtu and to infuse
them with courage.' He suggests four main ways by which those objects may
be achieved.
The first is by 'arguments of use':
. . . captains can incite soldiers to fight wars by indicating the necessity of battle, which deprives men of all hope of saving themselves except through victory and which forces them either to conquer or die. The same result may also be achieved by depicting the justice of one's cause, by appealing to patriotism and love of the captain, and by evoking disdain for the enemy; by showing that the enemy is saying ignominious things about one's own troops; that he wants to take away their property, religion, liberty and lives; and that it is better to die generously than to languish under tyranny.
'Exploiting the fear of infamy' is the
second:
... make soldiers see that they are in
the presence of illustrious persons. In order that they may abhor cowardice
and exalt valor and so that they will have witnesses to their actions,
they should fight under the watching eyes of the general or the prince
... In order that the men will be prepared for the fray in a manner they
can comprehend easily, the commander will declare that it is not the army
of the fatherland but the fatherland itself that is endangered because
it will have nothing left if the army is beaten.
'Exciting the desire for riches and prestige'
is the third: 'It is also possible to make soldiers resolute by raising
the hope of great rewards and prizes if they succeed, whereas they must
be brought to dread severe punishment if they fail.' But it is Montecuccoli's
fourth method which has the most convincing ring to modern ears, 'Developing
confidence'. Let the captain, he says, show that
he himself is lighthearted and full of
hope by means of his facial expression, his words and his dress. His visage
should be severe, his eyes intrepid and luminous, and his clothing flamboyant.
He should banter with his men, be clever and witty. They will then deduce
that their general could not jest and enjoy himself like that if there
were any real danger, if he did not think that he was much stronger or
if he did not have good reason to scorn the enemy. The troops are bound
to take confidence.
'The first quality of an officer,' wrote the future Marshal Lyautey in 1894, 'is gaiety,' independently echoing the point that Montecoccoli makes. Among the imperatives of command, that of speaking with all the arts of the actor and orator to the soldiers under his orders stands with the first.
The Imperative of Sanction
It is self-deluding to expect, however,
that men can be led to fight solely by encouragement, flattery or inspiration.
Words supply an uncertain antidote to fear. Fear must be opposed by fear
itself or by a material factor as strong or stronger, and the commander
who shrinks from threatening his troops with punishment or who will not
deign to bribe or reward them will make easy meat.
Grant, among our four commanders, had least
recourse to either unction, the result of his access to very large reserves
of manpower, from which the depredation of desertion could easily be made
good, and also of his sensitivity to the populist ethos of contemporary
America.
Outrage - rape or pillage - aroused his
ire, as did treason or selfish profiteering, and he would punish peremptorily
in such cases. But he did not regularly hang or imprison for cowardice
or disobedience, because his citizen armies themselves tolerated such divergences
from good military practice, recognizing them to be inseparable from their
amateurism. For the same reason neither he nor ha soldiers placed any high
value on decoration or exceptional payments; service freely undertaken
for a cause (the North did not conscript until 1863) was held in itself
to be a badge of honour, to which others were superfluous, if indeed not
odious.
Wellington, on the other hand, commanding
men brought into the army by want and serving in it without sense of public
duty, punished ferociously and conceded reward, in the form of loot, as
a necessity. His philosophy of sanction had been that of European armies
since time immemorial and differed from that of mediaeval hosts or mercenary
companies only by the stricter regularity with which it was enforced by
military law and standing orders. In the aftermath of his wars, however,
when military service was established throughout Europe on a footing of
social obligation ether than hired enlistment, the basis on which both
reward and punishment were administered was consonantly transformed. Punishment
lost such barbaric features as flogging (a voter could scarcely be triced
up at the triangles), though it retained the ultimate sanction of death
for cowardice, desertion or mutiny. Reward, on the other hand, was enormously
elaborated.
Napoleon, the first leader to command something
approximating to a citizen army, had early grasped that the dignity of
the citizen soldier required that he be rewarded for exceptional conduct
not by the arbitrary prize of loot (falling though it naturally does to
soldier foremost in the fight or breach) but by tokens of society's esteem.
The Legion d'Honneur, instituted in 1802, was the first decoration for
bravery to be created in any army for which all soldiers, irrespective
of rank, were eligible. In a sense, it demonetarized reward in the field,
and with such success that by the middle of the nineteenth century all
Western armies had followed the French wit. The British Victoria Cross,
the Prussian Iron Cross, the Ruesian Order of St George, the American Medal
of Honor were all modelled on the Legion; their institution was followed
by the creation of additional medals for lesser acts of bravery or devotion,
so that by 1915, for example, a British general had at least six grades
d decoration for which he could recommend soldiers under his command.
Decoration is a particularly potent tool
in the management of a commander's direct subordinates, his staff officers
and generals. Alexander had rewarded loyalty and success by marks of personal
favour. Wellington and Grant, controlling armies formally structured by
rank, arranged for their better subordinates to be promoted; a great deal
of Grant's correspondence with Washington was devoted to that matter. Hitler,
having the apparatus of both rank and decoration at his disposal, freely
distributed promotion and rewards among his successful generals. Cunningly,
and by a reversion to the conquering style of old, he also made so-called
'donations' to the favoured few, grants of land or money given privately
and secretly to the very senior. It was a deliberately calculated means
of compromising the integrity of the Ceneralitat, sowing disunity
and disarming opposition.
Yet, until his outright breach with the
army after July 1944, Hitler was curiously lenient with the unsuccessful,
even with the contrary. Like any strong-minded generalissimo before him
-Joffre, for example, in 1914- he dismissed on a large scale if combat
efficiency required it; the mass purge of December 1941 showed how ruthless
he could be if he chose. Yet, despite causing the Reichstag to accord him,
in April 1942, absolute powers, he used such powers sparingly. Hoepner
was deprived of his pension for his mishandling of his panzer group in
1942, von Wietersheim reduced to the ranks for incompetence, von Sponeck
sentenced to be shot for abandoning the Kerch peninsula (the sentence was
later commuted to imprisonment) and Falay and Stumma both dismissed outright
as a result of breaches of documentary security in their commands. Until
the Bomb Plot, however, Hitler's personnel policies were substantially
lo harsher than those of Churchill's, and a good deal less draconian than
Stalin's, who, having murdered half the senior officers of the IW Army
in 1938, had no compunction about executing unsuccessful generals in the
crisis of 1941; several anticipated their fate by committing suicide.
Speer, a civilian observer of proceedings
at Hitler's headquarters, was indeed surprised by the apparent lack of
awe in which the professional soldiers held their supreme commander. 'I
had expected respectful silence during the situation conferences,' he wrote,
and was therefore surprised that the officers who did not happen to be
participating in a report talked together freely, though in low voices.
Frequently the officers, showing no further consideration for Hitler's
presence, would take seats in the group of chairs at the back of the room.
The many marginal conversations created a constant murmur that would have
made me nervous. But it disturbed Hitler only when the side conversations
grew too excited or loud.
The treachery of the traditional military
class in July 1944 put an end to the easy ways for good. Mistrust came
to pervade all intercourse between Hitler and his generals and, as the
tide of defeat engulfed the Reich, suffused the army at large. During the
retreat from France, Hitler threatened Sippenhaft - punishment of
family -against commanders who surrendered fortified places. And in the
last days of the war all ordered discipline was thrown to the winds; 'flying'
courts-martial summarily executed soldiers suspected of seeking to surrender
and even those found separated from their units.
These were measures of desperation and, given the inevitability of impending defeat, anyhow quite fruitless. But the nakedness of the expedient nevertheless exposes in a peculiarly stark form the necessary ambiguity of the relationship by which leader and followers arc bound. Coercion is as essential a component of command as prescription or kinship. Ideally it should remain implicit, and when made explicit should manifest itself as rarely as possible as physical force, except in extreme emergency never falling arbitrarily or threatening the majority. Once a commander becomes as much an enemy to his followers as the enemy himself -and what else is a commander who breathes fire and sword against his own men? - the mystification of his role is destroyed and his power, essentially an artificial construct, dissipated beyond hope of recall.
The Imperative of Action
Kinship, prescription, sanctions are all
preconditions of command. They do not amount to command itself. There are,
indeed, times when a commander must watch and wait, and then it will be
by prescription and sanction that his authority is sustained. But in the
last resort a commander must act. How should he do so?
Action without forethought or foreknowledge
is foolhardy. Commanders must know a great deal before they act and see
what they are about when they do. These prerequisites are defined in the
military vocabulary as intelligence and control and form two of the major
elements of what analysts of strategic affairs have recently come to call
C{3}1; Command, Control, Communication and Intelligence. New definitions,
however, do not change old realities. The essentials of action by the commander
are knowing and seeing.
All four commanders whose methods we have
surveyed grasped the central importance of knowing, both in general and
in particular. Alexander's youthful obsession with the human geography
of the Greek and Persian worlds - Who lived where? What did they grow?
How did one travel from here to there? - was to be matched by Wellington's
appetite for topographies and Grant's fascination with maps; even Hitler,
indiscriminate as he was in choice of reading, the wordy frothings of racialist
philosophers and the simple story-line of cowboy writers having an equal
capacity to entertain him, tool' trouble to supply himself with exact military
knowledge, if of a strictly limited usefulness. He certainly knew a great
deal about the equipment of his armies and believed he knew all that was
essential about soldiering; but he had an ignorance of climatic and terrain
difficulties in the east, where he had never served, which was to prove
fatal. Alexander, Wellington and Grant, on the other hand, knew their armies
inside out, their theatres of campaign, and also a great deal about their
enemies. Grant, of course, was privileged by special access to his opponents'
minds; he had served with many of them, if he had not indeed known them
as fellow cadets at West Point. Alexander's and Wellington's intimacy with
the enemy was less complete. Both, however, understood a good deal about
the forces they opposed, Alexander because the backbone of the Persian
army was Greek, Wellington because he had been educated in France.
General knowledge is ultimately limited
in its usefulness, however, precisely by its generality. Particular knowledge
- of the enemy's whereabouts, strength, state, capabilities and intentions
- is by contract the material on which effective command thrives. Its value
is recognized by the simplest minded. The difficulty is to acquire it and,
once acquired, to put it to use. Martin van Crefeld, in his study of staff
systems, advances a reflection in this regard of the most acute insight:
that in pre-industrial society, particular knowledge was generated in quantities
small enough to be handled by an individual, but reached him at a speed
not much faster than armies moved and so tended to be out of date when
received - and was not therefore 'real time' intelligence, as communication
experts now characterize the commodity; but once industrial technologies
-of which the telegraph was the first - allowed intelligence to outpace
the movement of armies, its volume at once increased to exceed the capacity
of any one man to collect and digest it. The rise of general staffs - essentially
collections
of subordinates expert enough to process particular knowledge on the commander's
behalf - almost exactly coincides with the appearance of the telegraph,
thus bearing out the point that van Crefeld makes. But, as he goes on to
emphasize, the delegation of information-processing to subordinates imposes
a remove between the commander and his besetting realities, beyond those
that already exist.
Chateau generalship- in some sense, an
acceptance of the logic of circumstance - was one reaction to this development.
But superior generals, of whom both Wellington and Grant were types, had
always resisted the logic of circumstances, had been keenly alert to the
danger of distancing themselves from reality that even the comparatively
primitive technologies and staff systems with which they worked threatened.
The antidote that they applied was an insistence on seeing. Grant,
making allowance for the recently and very greatly heightened danger of
moving exposed within the missile-zone on his battlefields, managed to
see a great deal. Wellington, who gambled recklessly with the lesser but
still acute dangers of the missile-zone in his time, saw as much as was
possible for any individual horseman. Both acquired crucial 'real time'
intelligence in large quantities, processed it instantly, gave necessary
orders immediately and were able to monitor the effects almost as they
watched.
Alexander, because of his direct involvement
in hand-to-hand fighting, an inevitability of the heroic ethic, had been
able to do no such thing. Nor, paradoxically, could Hitler. He, deluded
by the apparent instantaneities of the radio, telex and telephone (though
he disliked the latter instrument, which minimized his magnetism), believed
that he saw with the immediacy of the men on the spot.. He was, however,
wrong, and the workings of Fuhrer headquarters were afflicted by all that
was and is worst about both the chateau generalship of his own youth and
the elaborately mechanized and automated command centres of our day. Floods
of information, collected and transmitted apparently in 'real time', arrived
at his situation conferences with significant delay; precise and detailed
orders, seemingly attuned to realities, returned from him to the point
of action only after realities had moved on. The disjunction between intention
and effect resolved itself in the undignified and impotent tirades to which
the Fuhrer subjected his subordinates, both in headquarters and at the
front, when events were revealed to have escaped his direction.
The problem of 'real time' intelligence
probably defies solution. Armies are, in a sense , mechanisms designed
to allow the will of an individual to bear directly on outcomes; that purpose
is the justification for the hierarchy and discipline by which they are
articulated. If the long experience of war demonstrates any one thing,
however, it is that those moments when the scope of action and the size
of armies lie in optimum relationship to each otherthose moments, that
is, when the flow of information upwards and orders downwards will most
nearly match the pace of events - are very, very few. The masters of gunpowder
warfare, among whom Frederick the Great and Wellington were outstanding,
operated at such optima; because the tactics and strategy then prevailing
obeyed rules of almost mathematical constancy, the clever commander could
use whatever privileged information came his way to predict, anticipate
and influence outcomes with uncanny certainty. At almost all other times
before or since, however, such disequilibrium has normally prevailed between
the size of armies and the scope of action that outcomes have yielded no
certainties at all. Armies have either been too small for a commander seized
with a vision of outcome to achieve it; or too large for any commander,
however elaborate his information-gathering means, to grasp where the opportunity
for outcome lay. Strategic indecision - by far the most common end of all
campaigns - results in the first case; painful and bloody attrition,
the all too frequent product of modern
warmaking, in the second. The insolubility of the 'real time' intelligence
dilemma accepted -the dilemma is as great today, allowance for relative
velocities of force being made, 9a it ever was and far more crucial in
importance - the actual issue of command may now be seen to confront us.
In front _ always,, sometimes, never? is, I have suggested, the question
which must lie at the heart of any commander's examination of conscience.
Those, line Alexander, to whom 'always' was the instinctive response, solved
the 'real time' intelligence dilemma by dismissing it; their response to
the challenge of events was to determine outcomes by direct, personal intervention.
Those, like Hitler, the chateau generals and the denizens of contemporary
situation rooms, who choose to say 'never', do so because of their belief
that the dilemma is solved by artificial vision - that supplied by telegraphic,
telephonic and, today, televisual communication; their response to the
challenge of events was and is to demand more information and to issue
stronger orders. It is the third group, formed of those giving the answer
'sometimes', whose response to the dilemma is most fruitful. Wellington
and Grant - but also Caesar among their predecessors, Guderian and Montgomery
among their successors -accepted that neither knowing nor seeing alone
return an answer to the challenge of events. Sometimes a commander's proper
place will be in his headquarters and at his map table, where calm and
seclusion accord him the opportunity to reflect on the information that
intelligence brings him, to ponder possibilities and to order a range of
responses in his mind. Other times, when crisis presents itself, his place
is at the front where he can see for himself, make direct and immediate
judgements, watch them taking effect and reconsider his options as events
change under his hand.
The proof of the pudding is in the eating.
The 'sometimes' generals, among those we have considered, achieved a notably
more consistent record of success than the 'always" or 'nevers'. Alexander,
for all the dramatic immediacy of his style, put the future of his army
at risk whenever he tool' the field, since its survival depended upon his
own, and he trifled with his survival as a matter of honour. Hitler exposed
his whole army to constant risk of disintegration, once the tide turned
against it, simply because he refused to contemplate the reality of its
predicament, to which he insisted his own was superordinate. Grant and
Wellington, on the other hand, by walking the narrow path between extreme
and false heroism, succeeded in constricting the ambient risks both to
themselves and their armies and thereby in 'leading'- if from the rear
- their soldiers to victory.
But Wellington and Grant did more than obey the imperative of action - of selecting and performing, that is, the correct function for themselves in the context that the military circumstances of their time dictated. They also succeeded in obeying the best and greatest of imperatives - which Alexander had obeyed to the unsafe exclusion of all others - that of conspicuous participation in the dangers that confront the lowliest soldier most keenly; in short - the imperative of example.
The Imperative of Example
The first and greatest imperative of command
is to be present in person. Those who impose risk must be seen to share
it, and expect that their orders will be obeyed only as long as command's
lesser imperatives require that they shall. Presence may with limited and
temporary success be simulated - by frequent visits to the danger zone
at moments of quiescence or (what has been said about Jefferson Davis notwithstanding)
by the invocation of a reputation for risk-taking in times past. Neither,
however, guarantees that the seeming or one-time hero will thereby stimulate
heroism in those he wishes to imbue with it. Legendary warriors like Churchill's
Carton de Wiart, one-armed, one-eyed, seven times wounded on separate Sundays,
or Franco's Millan d'Astray, founder of the Spanish Foreign Legion and
also lacking an eye and an arm, may impel young soldiers to reckless deeds
by the incontestable evidence of their own past contempt for danger; but
few who have shown such contempt survive to infect others with their spirit.
Old warriors who have survived risk intact seem to the young merely old;
and would-be heroes not heroic at all. It is the spectacle of heroism,
or its immediate report, that fires the blood.
Hence the collapse of so many armies whose
commanders neglected to show themselves to their soldiers at the moment
of danger. 'A rational army,' said Montesquieu, 'would run away.' And so,
if we accept that self-preservation is the ultimate expression of rationality,
we must agree it would. The thought is one that ought never to be far from
any commander's mind. For the merest twitch of emotion stands between his
exaltation and his descent to ignominy. At one moment he may, from his
horse or headquarters, survey ten thousand, even a million men, ranked
to heed his orders. At the next they may be streaming to the rear, obeying
no order but 'sauve qui peut'. The transformation might sound over-dramatized;
very large armies are as slow to disintegrate as they are to concentrate,
since panique-terreur, the psychological state that eighteenth-century
generals strove to create in the collective nervous systems of their opponents,
can initially infect only those fractions of armies exposed to the enemy's
main offensive effort. The rest will catch the infection indirectly, feeding
their fears on rumour and sensation rather than the reality of rout at
close hand, perhaps in consequence failing to find room on the roads to
the rear, fighting rearguard actions willy-nilly or floundering in indecision
until forced to offer their surrender when abandoned, encircled or marooned.
The sensation of defeat is, nevertheless,
unmistakable and often uncontrollable. Few large modern armies have run
with the instantaneity of Darius's at Issus or Gaugamela; parts of the
Polish army preserved their integrity throughout the awful days of retreat
from the frontier to Warsaw in September 1939, and the French defenders
of Lille sustained such resistance in 1940 that their German opponents
rendered them the honours of war when they eventually marched out to captivity.
But when the germ of defeat takes a hold, even very large armies can fall
apart with epidemic rapidity. Such was the fate of the Italian army at
Caporetto in November 1917, of the bulk of the French army of the North-East
in May 1940, of the German Arrny Group Centre in June 1944. The resulting
humiliation of their commanders was pitiable. Cadorna, Georges, Busch had
all been paladins; the first a general whose unapproachability struck fear
into his subordinates, the second an Olympian of the generation of Foch,
the third a victor of the French and Russian Blitzkriegs. Overnight they
dwindled into despised nonentities. Cadorna was hurried into obscurity,
Georges left weeping at his map table, Busch consigned to the pool of rejects
unemployable even in the backwaters of Hitler's empire.
None wholly deserved his kite. The disorders
which engulfed their armies were defeats that were waiting to happen, and
perhaps no general could have averted them. But Cadorna and Georges had
contrived to command in a fashion that ensured professional extinction
would follow failure as night the day. Both were 'chateau generals' of
the most extreme type, and though 'chateau generalship' was an understandable
reaction to the recent appearance of long-range weapons, its effect on
the relationship between leaders and led was so deadening that even the
most arrogantly insensitive of generals should have taken steps to ameliorate
it. By the time of Busch's disgrace in 1944 the more perceptive had already
begun to do so. Cadorna and Georges appear never to have thought of attempting
or even simulating heroic leadership themselves. To that extent they suffered
their deserts.
Yet in their youth generals had shared
rid' with their soldiers as a matter of course, just as leaders had done
for a hundred generations. Why the submergence of heroic leadership by
chateau generalship, which was its antithesis? The answer is in part cultural
and intellectual - and to this we shall return - but in greater measure
technical. The trend of weapon development had for several centuries been
acting to drive commanders away from the forward edge of the battlefield,
but they had nevertheless resisted it. What occurred at the end of the
nineteenth century was a sudden acceptance by the generals of all advanced
armies that the trend could no longer be gainsaid and that they must abandon
the post of honour to their followers.
The option of command from the rear had,
nevertheless, always been open. Alexander had chosen not to exercise it
because the values by which he lived and reigned forbade his incurring
any taint of cowardice. Within 200 years of his death, however, his own
society had advanced to a recognition that a general's station need not
be fixed at the point of maximum danger, that he might indeed serve the
cause of victory better from a place where he could observe and encourage
rather than fire others by his example. But that recognition was not to
extinguish the power of the heroic ethic altogether. On the contrary, what
resulted was the marriage of the two, giving birth in turn to a code of
compromise. By its dictates the general would seek to set as striking an
example of risk-sharing as he could, consonant with the need to keep a
distance from danger sufficient to allow his controlling the battle as
a whole.
It was by those dictates that such commanders
of professional armies as Caesar and Wellington adjusted their response
to threat and crisis. Caesar, articulating a weapon system technically
no different from Alexander's though superior to it by the index of drill
and discipline, was often impelled to its frontier of contact with the
enemy, and both dressed and behaved accordingly. He affected a distinctive
red battle cloak and had ready prepared a repertoire of battlefield oratory
with which to inspire and instruct his subordinates. The death of the legions
with that of the Roman empire brought back the heroic style. But with the
return of regular armies, of which Wellington's was the most perfected
type, the compromise between prudence and exposure re-asserted itself.
Wellington's close encounters with death were never haphazard, but the
result of a mathematical calculation of the ebb and flow of danger. On
the open battlefields where he and his opponents chose to give action,
it was a consistent possibility, given the known ranges at which weapons
took effect, to anticipate the fine tolerances when this position or that
would become untenable by the commander and to move accordingly. Wellington
did not represent his style of command in terms of the judgement of 'fight'
and 'flight' distance by which a lion tamer exerts his mastery over his
charges- and a spell over his audience; but it was calculated in almost
exactly the same way. If one dimension of command is the theatrical, one
would say that, while Alexander's performance was relentlessly Grand Guignol,
Wellington's was brilliant melodrama, a succession of perfectly timed exits
and entrances, each advancing the plot to its triumphant conclusion by
spectacular and risk-fraught effect.
It was a performance, nevertheless, that
literally diced with death, as his tally of minor wounds and disabled mounts
testifies. Just forty years after his last appearance on the stage of battle,
the pattern of risk-taking he had run would have swiftly exhausted an imitator's
invulnerability. The tide of probability had then begun to run against
anyone foolish enough to keep to the saddle within 500 yards of the firing
line - he had survived long exposure at 100 yards or less - and wise generals
reacted accordingly. Grant, as we have seen, was very wise. Confident in
the power of other means to legitimize his authority, he unashamedly held
himself rearward of all but the incalculable odds - stray shells, ambush
- while sending his soldiers forward without compunction to face the danger
he had decided it was not his duty to share.
Yet Grant did not think it proper to exempt
himself from the environment of risk altogether. Though leaving the heroic
role to his subordinates, he kept a place for himself on the stage of battle
as a sort of actor-manager, prompting the principal players at need and
intervening from the wings when crisis threatened the development of the
action. The actor-manager role he created - few contemporaries learnt to
function as he did - was to prove, however, a transient one, intermediate
between Wellington's style, rooted as it was in the heroic tradition, and
that of the chateau generals to come. Some commanders of the Prussian wars
of 1866-71 would ride the battlefield as if none but a silver bullet could
touch them. But the majority kept to or near their headquarters, communicating
with the front by messenger and surveying it, if they could at all, by
telescope. Fifty years later, their descendants- Frcnch and German indiscriminately
- were not to think of quitting their headquarters at any time. Berthelot,
Joffre's operation officer at the Marne in 1914, would indeed spend the
whole of the battle literally en pantoufles -shod in carpet slippers
- and sitting at his desk from which only the summons to a meal (he might
have doubled as the fat man in a circus) could shift him. The hazards of
the preceding Great Retreat had obliged him to set up his office in a succession
of town halls and schoolhouses. With the stabilization of the front in
October, however, he would be solidly established in chateau comfort at
Chantilly and his opposite numbers in the allied and opposing armies likewise,
the Germans having chosen Spa, a health resort in Belgium, and the British
Montreuil, a charming little walled town close to the English Channel.
It was from those secluded places that the great slaughter of the trenches
would be directed, totally out of sight and, unless for a trick of the
mind, also out of sound of all the headquarters responsible for it.
One of the inhabitants of British headquarters,
Charteris, Haig's chief of intelligence, has left us a picture of life
at Montreuil in 1916:
Here at GHQ, in our own little town away
back from the front line trenches [delicately put; Montreuil was fifty
miles behind the lines], there are few visible signs of war. We might almost
be in England . . . All the work in all the departments is now systematised
into a routine. Most of it is done in office. One of the great difficulties
of everyone at GHQ is to get away from the office often and long enough
to get in close touch with the front. Few can ever get much further forward
than the HQ of Armies . . . Forward of Army Headquarters, one is nearer
the fighting, but even they are now mostly in towns or villages several
miles behind the front line. Further forward still are Corps Headquarters,
where there is generally plenty of evidence of war . . . but even Corps
Headquarters are now pretty big organisations and are almost always in
a village. In front of the Corpe Headquarters the Divisions are mostly
in farmhouses, but well in the fighting line. One can almost always get
one's car up to them. But that is about the limit, and visits forward of
them consequently take up a good deal of time. We all manage, anyhow, to
see something of a division headquarters, but it is only when there is
some particular object, more than simply looking around, that one can give
up the time to go beyond them. I have not even seen a Brigade Headquarters
in the front line for the last month.
Since brigades stood a rank higher in the
chain of command than battalions, which actually occupied the trenches,
it may be seen that Charteris, whose duty was to form a picture of events
at the front for transmission to his chief, did so at best largely second-hand.
Haig himself, though his biographer, John Terraine, claims for him that
he visited the trenches frequently, was rarely observed to do so by memoirists
of the front line. Even at Montreuil he preserved an Olympian detachment
from the work of the staff; one of them recalls that, as a special concession,
staff officers were allowed to leave their desks to watch him ride in and
out from his office provided they did not show themselves at the windows.
Haig's residence was not even in Montreuil; he preferred to seclude himself
from its relative hurry-burly at the chateau of Beaurepaire some ten miles
away in the heart of the countryside.
The simulated absolute monarchy of chateau
generalship ultimately provoked the military equivalent of revolution in
almost all the armies on which it was imposed. In May 1917, after the failure
of some particularly heartless offensive plans, nearly half the divisions
of the French army downed tools, announcing their unwillingness to attack
the Germans again until their grievances were redressed. In October of
that year the Russian army, disillusioned by the pointlessness of its sufferings,
simply 'voted for peace with its feet', as Lenin put it, allowing him to
transform the power vacuum which resulted into political revolution. In
November the Italian army effectively gave up the fight to which Cadorna
had relentlessly driven it, with consequences that almost brought Italy
to defeat. It was a crisis of morale in the German army in September 1918
that prompted Ludendorff to tell the German government it must treat for
peace. And even the British army, in the aftermath of the March retreat
of 1918, suffered a collapse of morale so acute that Haig wee impelled
to subordinate his independence of command to the French, as the only means
of securing reinforcements to shore up his shaken front.
At the root of all these spiritual crises
lay a psychological revolt by the fighting soldiers against the demands
of unshared risk. For two or three or, in the case of the German army in
September 1918, four years, orders had emanated from an unseen source that
demanded heroism of ordinary men while itself displaying heroism in no
whit whatsoever. Far from it: the chateau generals had led the lives of
country gentlemen, riding well-groomed horses between well appointed offices
and residences, keeping regular hours and eating regular meals, sleeping
between clean sheets every night of campaign and rising to don burnished
leather and uniforms decorated with the high awards of allied sovereigns.
Meanwhile those under their discipline, junior officers and soldiers alike,
had circulated between draughty billets and dangerous trenches, clad in
verminous clothes and fed on hard rations, burying their friends in field
corners when spells from the front allowed and kicking a football about
farmyards by way of relaxation. The implication of such disparities can
be suppressed in the short term; modern armies are, indeed, mechanisms
of such suppression. Their elaborate hierarchies - fourteen ranks interpose
between a private and general - act as a system of screens to camouflage
the altitude at which dangerous orders are generated. Since the subordinates
most exposed to the consequences, ordinary fighting men, receive those
orders from someone scarcely less exposed than themselves, or perhaps even
more so - the platoon or company leader - resulting dissatisfactions are
dissipated at that level if they are indeed felt or expressed. It takes
much time for a bad or inconsiderate general's qualities to diffuse downwards
through the barrier layers of rank, and even more time for that diffusion
to type him for what he is. Even when so typed, he continues to be protected
by a parallel mechanism of suppression, the code of military law. Unlike
civil society, military society makes dissatisfaction with a superior,
once expressed in any form, a criminal offence; even 'dumb insolence' attracts
confinement, while fomenting dissent is mutiny, in time of war an act punishable
by death.
Yet, as even bad generals know, hierarchy
and discipline cannot suppress the implications of risk disparities for
ever. Even while the First World War raged, some armies had begun to recognize
the deficiencies of chateau generalship and taken steps to alleviate them.
Pétain, appointed to rehabilitate the French army after the mutiny
of May 1917, not only instituted enlightened measures of welfare, more
generous. leave, better food, provision for entertainment - but also took
care to design a series of limited operations against the Germans whose
small scale ensured their success. By learning that their commanders could
lead them to victory- and some French generals, like Marchand, had always
been models of the exemplary style - the disheartened poilus were
gradually weaned back to optimism.
That the commanders of citizen armies should
have so gravely abused the reasonable expectations of their followers is
evidence of how artificial and unreal was the general staff culture in
which contemporary commanders had been raised. That culture was modern
and its intensity a function precisely of its novelty. The perception by
which it had been created was not false. The sudden heightening of danger
on nineteenth-century battlefields quite properly required the commander
to withdraw himself, and the consequent delay in the acquisition of 'real
time' intelligence rightly demanded that subordinates should act for him
at times and places when and where he could not be present. The cultural
mistake lay in elevating those subordinates to the status of an elite and
their function to superior expertise. General staff selection and training,
based on fierce competitive examination, produced in the years 1870-1914
côteries of military specialists whose professional exclusivity was
overweening. A social chasm was thereby opened between those who thought
and those who fought; worse, thinking came to be deemed more important
than fighting in the conduct of war, the emotions of ordinary soldiers
subordinate to the perceptions of staff officers and the making of plans
superordinate to their execution.
'Knowing', of a limited and theoretical
sort, thus came to dominate 'seeing' in the system of military values,
with results whose undesirability was to be concealed until the spiritual
revolt of European armies in 1917-18 made them stand plain. The history
of the emotional life of armies ever since has been one of a retreat from
that disjunction. Staff officers who, even when general staff culture flourished
at its most intense, had nominally been required to alternate between staff
appointments and troop duty, were subsequently and with increasing strictness
actually required to do so. Staff training, formerly restricted to a minority,
teas progressively been extended to the majority of officers. The dynamics
of combat -its stresses and psychological climate- have come to form an
ever larger subject of consideration in that training. Those who undergo
it have demonstrated the military society's change of heart by the enthusiasm
with which they cultivate intimacy with the man in the ranks and the frequency
with which they seek his company. Leadership, of a style sufficiently heroic
to satisfy Alexandrian exigencies, is the command mode to which modern
generals now aspire. Their armies perform accordingly. The Israeli army,
animated by a code of which 'Follow me' is the central tenet, defeated
its Arab enemies with a consistency that seemed routine until in 1973 the
Egyptian army, its leadership transformed by an internal revolution inspired
by the heroic ethic, very nearly succeeded in reversing the pattern. The
Chinese and Vietnamese armies, outstanding among victors in the post-war
years, both insist on the closest personal identification of leaders with
led. The British army, once infected as badly as any by general staff culture,
demonstrated how completely it had cured itself of the disease by its victory
in the Falklands, a triumph of heroic leadership against odds. And the
American army, trammelled by a theoretical approach to warmaking though
it tends to be, has elevated the management of small groups to so high
a place in its operational doctrine that its general staff culture may
now be judged to persist only in a benign form.
And yet the cure to which so many armies
have successfully subjected themselves may, with perspective, now come
to appear irrelevant to command's current central problem. For armies have,
by the nuclear revolution of 1945, been set aside from that central place
in the defence of nations they have occupied since time immemorial.
'In order that the men will be prepared
for the fray in a manner they can comprehend easily,' advised Raimondo
Montecuccoli, the commander will declare that it is not the army of the
fatherland but the fatherland itself that is endangered because it will
have nothing left if the army is beaten; that it has entrusted all its
resources and power to the soldiers; that they are the repository of all
its hopes that they surely do not wish to be destroyed.
Montecuccoli's assumption that the army in war opitomized the state, so that its commander was therefore burdened with essentially sovereign responsibilities, is one which would have held good at virtually any moment of the twenty-four centuries which this book has surveyed. It holds good no longer. Armies are now but one means by which states of the first rank - those deploying nuclear weapons or belonging to an alliance which does - defend themselves, and not only that: they are a subordinate means. Truly critical command functions no longer belong to generals, but have emigrated to the centre of political power itself, have been returned into the hands of constitutionally sovereign authority itself and subject those who exercise them - president, prime minister, first secretary - to their burdens. Those burdens, always awesome, have been heightened by the dimensions of nuclear power, to the level of the almost unbearable. For it is not merely the 'resources and power' of the 'fatherland' - nation, rodina, patrie, call it what you will - that lie at risk should those exercising sovereign authority through nuclear weapons fail or miscalculate; it is the physical survival of the millions of human beings who have entrusted their wellbeing to him or her. Today the political leaders of the nuclear states have become Alexanders, the repositories of ultimate military as well as political responsibility in the polities they head, but with this unmanning- or unwomanning - difference: that those whose hands lie closest to the weapons by which society is defended are those who, in the eventuality of their use, would be placed furthest from the physical consequences of their impact. Nuclear war would expose every ordinary man, woman and child in every nuclear-armed nation to the risk of instantaneous disintegration or, failing that, to the inevitability of secondary irradiation. Presidents, prime ministers, first secretaries would, by contrast, belong to the only group - and that a tiny one - whose survival would in any way be assured against immediate or postponed nuclear extinction. The imperative of example would, in short, have been stood on its head; those least involved in the prosecution of war and least equipped to protect themselves against its consequences - suckling babes, nursing mothers, the sick, the lame, the very old - would stand in the front line; heads of government, by definition also nuclear force commanders, would be sheltered in deep headquarter bunkers or sequestered in airborne control posts. The weak would risk most, the 'strong' least of all. What are the implications of this extraordinary reversal of command ethic?
The Validation of Nuclear Authority
The sequestration of the commander from
risk in nuclear-weapon states is, for all the paradox it entails, a perfectly
proper procedural response to the dangers by which they are encompassed.
The propriety flows from the anticipated nature of a nuclear war itself.
For nuclear weapons may have three targets: the first is the civilian population
and cities of an enemy state; the second are its weapons and weapon sites;
the third its centres of command. Strategies dedicated to the destruction
of each of them are called respectively counter-force, counter-value and
decapitatory. The logic which underlies each may be characterized as follows:
an attack on weapon systems (a 'first strike') would, if successful, win
the war; but, weapons being numerous and well-protected, all opposed nuclear
powers reserve their weapons- belief at any rate has it - for a 'second
strike' against cities, the menace of which is held to deter the first.
Nuclear weapons thus hold each in thrall by the logic of 'mutually assured
destruction'. But the logic has a chink. If one side were able to outwit
another's warning systems and destroy its command centres, it might thereby
escape the retaliation of a 'second strike' -the authority to order which
would have been paralysed - and proceed either to destroy the enemy's weapon
systems or simply dictate peace under that or associated threats.
The spectre of this strategy of decapitation,
long perceived and well understood by all nuclear states, explains and
justifies the measures taken to protect their high commands from attack.
There are many. One is that of direct defence, providing leaders with command
shelters proof against nuclear strike. A second is escape, the provision
of airborne command posts which would carry leaders away from points of
nuclear impact at moments of danger. The third is alternative command,
the empowering of nominated and instructed subordinates to exercise nuclear
command authority in the case of death, disablement or isolation of the
sovereign. The fourth, complementary to the other three, is redundancy,
the multiple duplication of command centres and channels, so as to permit
the free flow of orders even when the primary centres and channels have
been interrupted.
The American nuclear command system, about
which most has been revealed, is known to include all these features. A
National Military Command Ccntre in the Pentagon and a hardened underground
Alternate National Military Command Centre collect and collate the intelligence
- chiefly from satellite surveillance and ground radar sources -- by which
the danger of nuclear attack is monitored and transmitted to the President.
He has a Situation Room in the White Houee to which he would go in the
event of nuclear alert - two were caused by false alarm in 1979 and 1980
and there have been several deliberate alerts - and could, if time allowed
and risk sufficiently threatened, transfer to a communications aircraft,
the National Emergeney Airborne Command Post, kept permanently ready at
Andrews Air Foree Base near Washington. Operational alert authority over
nuclear forces is exercised by the North American Air Defense Command located
inside Cheyenne Mountain, Colorado Springs (though it is not hardened to
survive a major nuclear impact), while command of the strike forces themselves
belongs to the Strategic Air Command, one of whose generals is permanently
airborne in a 'Looking Glass' aircraft and which also deploys an Emergeney
Rocket Communieation System, mounted in one or more Minuteman missiles,
which (presumably) would broadcast attack orders if all other instruments
of command had been destroyed. In the event of the President's death, disablement
or isolation, however, his authority would devolve first on the Vice-President,
followed by a succession of cabinet officers, in strictly specified constitutional
order, and thence on commanders holding 'predelegated authority' whose
identity is concealed (but are believed to number the six or seven exercising
'unified or specified' command). Serving all in the nuclear chain of command
is a multibranched communication network, which uses the national telephone
network as its medium and assures, in the event of anything except a stateswide
catastrophe, that legitimate nuclear launch orders would reach launch centres
if ever issued.
So comprehensive is the American nuclear
command and control system that the role of the man at its centre,, the
President, has been described as that not of implementing nuclear response
(or attack) but of precisely the contrary: assuring that missiles will
always remain in their tubes or silos, and aircraft within national airspace,
unless he specifically orders otherwise. The President is, in short, like
the wise elder of a pre-heroic society, an inhibitor of conflict, not its
instigator, director or leader. The President's command centre, writes
Paul Bracken, the major authority on the matter, has as its function 'not
to act as a trigger to launch nuclear weapons but as a safety
catch preventing other triggers from firing'. Between the pre-heroic
inhibitor and moderator of conflict, however, and the nuclear-power President
interposes a crucial difference of statue; the former acts by open, the
latter by secret method. The tribal elder who urges restraint does so through
his links of kinship with his people, by prescription, sanction, direct
action and, if necessary, example. The President who exercises restraint
on behalf of his society does so, necessarily, by mysterious means. 'Detailed
information on the procedures for using [nuclear control measures],' writes
Paul Bracleen, 'is one of the U.S. government's most closely held secrets.
Information about which location the President would go to, which communication
lines he would use, how much predelegated authority would be given to provincial
commanders and which communication system would be selected for sending
firing orders are all surrounded in much deeper secrecy than that surrounding
the technical characteristics of the weapons themselves.'
'The reason for such secrecy,' he goes
on, 'is not hard to fathom.' Indeed it is not. Nuclear command and control
secrets are, more than any others of the strategic system, those that an
adversary would most like to penetrate. For, if penetrated, an enemy would
then be able to calculate if a decapitating strike was feasible and, if
it were judged so (admittedly by no means a foregone conclusion), exactly
how, when and where to target his missiles. Moreover such secrets are,
in the last resort, the only ones that a nuclear power can realistically
hope to deny to another. Everything else in the system missile sites, radar
stations, command centres, airbases, satellites- is physically substantial.
Even the minute-by-minute locations of ballistic submarines and nuclear-armed
aircraft are, in the last resort, ascertainable by surveillance methods
because submarines and aircraft, being physical objects, return sonar or
radar signals and are therefore identifiable, even if with greater or lesser
difficulty, in time and space. The one insubstantial, physically immaterial
component of the system - not identifiable or penetrable by surveillance
systemsis the procedure by which its physical elements would be activated
and operated. True, the communication links by which procedures are initiated
are vulnerable to direct attack, as, by cryptology, is the coded language
in which communications are transmitted. But because of the high degree
of 'redundancy' (which simply means-scale duplication) in the links, and
because, as far as we know, even the most advanced cryptology cannot break
current cyphers in 'real time', the communication system may be judged
for the present secure. What ought always to remain beyond the reach of
anything the enemy can deploy against it, except the efforts of traitors
or 'agents in place', is the nuclear command protocol itself - authentification
codes, launch orders and the Single Integrated Operation Plan or its Soviet
equivalent.
The necessary secrecy that surrounds these
inner secrets, however, brings with it, at least in democracies, a central
contradiction; that the single most important process of government - for
what else is that by which the survival of a people is ensured? - is itself
kept secret from the electors themselves. The existence of this contradiction
may not, at first consideration, have the power to shock. Confidentiality
is, after all, an admitted right of government even in the most thoroughgoing
democracies - cabinet discussions, for example, are kept secret, as are
the internal processes by which ministries and departments arrive at their
decisions of policy - and for confidentiality to embrace the heart of national
security procedures might seem a quite proper extension of that principle.
The difference, however, between cabinet confidentiality and national security
confidentiality lies in the fact that the first concerns what are indeed
discussions,
unpredetermined in their form, while the second are indeed procedures,
having - presumably -the same formality and sequentiality as constitutional
practices for the enactment of law, the appointment of officers of state
and the declaration of war.
The development of such other procedures
in the history of democracies is one of the progressive rolling back of
the curtains of secrecy by which they were originally surrounded; an excellent
definition of democracy is that it is a system of government in which rule
is conducted by rulers in open view of the ruled. In the United States,
for example, not only must Congress discuss the passage of bills in open
audience and the President accept public endorsement, or disallowal, of
his appointments of cabinet officers, ambassadors and judges; Praident
and Congress are both bound to conduct debate over the declaration of war
in open session. Yet, by an unprecedented reversal of the historic trend
of democratic development, we now live with a state of affairs which surrounds
a matter far graver than traditional declarations of war- a decision to
initiate and respond to nuclear attack - with a secrecy so complete that
we do not, for example, even know whether the launch procedure has been
computerized or is still amenable to human check and balance.
Consider what that obscurity implies: if
launch procedures have already been computerized - if, that is, machines
are now instructed to order the launch of missiles at some predetermined
presentation of warning signals by the other machines of the surveillance
system -then democratic government is already hollow at its centre, for
the leader elected as the guardian of their security by the citizens of
any democratic state that is also a nuclear power - the United States,
Britain, France - is no longer empowered to exercise moderation, restraint
or second thought in the matter which may determine whether it survives
or not as a society. If the opportunity for moderation, restraint or second
thought still pertains - if command procedures, that is, have not yet been
computerized - democratic electorates may breathe again. But they are still
left altogether uninformed - and therefore unable to express either their
approval or disapproval - of the measures instituted by government to control
and direct the weapons by which they expect to be defended.
There may be, given the intrinsic nature
of the deterrent relationship which holds nuclear adversaries in mutual
check, no way by which democracies can bring nuclear launch procedures
within their system of accountability. Democracies may, in short, have
to accept a permanent and unalterable diminution of their right to know,
to criticize and to amend. But if that is the case, then the relationship
by which the people of a democracy and their leader are bound together
has not only been changed fundamentally and for good; the nature of that
change requires that democratic leadership must in future partake of a
style and a character altogether different from any that has prevailed
before.
Let us briefly remind ourselves of the
imperatives that have combined to define leadership in the past: they have
comprised an element of kinship, by which the leader surrounded
himself with intimates identifiable by his followers 88 common spirits
with themselves, thus guaranteeing that their mutual humanity, in all its
strength and weakness, will be constantly represented to each other; kinship
has been bolstered by sanction, the reward - or punishment -of followers
according to a jointly accepted value system; sanction has been reinforced
by example, the demonstration of the personal acceptance of risk
by the authority who requires others to bear it at his behest; example
has been amplified by prescription, the explanation of the need
for risk-taking by the leader, in direct speech, to his followers; and
prescription has finally been made concrete- reified would be the technical
term - by action, the translation of leadership into effect, of
which victory was the desired result.
Power over nuclear weapons has undermined
or invalidated all these imperatives. The exclusivity of the nuclear community,
burdened by secrets it is legally forbidden to communicate, and physically
isolated from the community it is charged to protect, has sundered all
kinship
between it and society at large; sanction has lost its force,
since the proper management of a nuclear system will generate no occasion
for either punishment or reward, or none at any rate that can be readily
revealed; the opportunity for example is, as we have seen, denied
by nuclear logic, which requires the leader to be at least risk among all
members of his or her society; prescription, in consequence, is
self-defeating, if not downright destructive of authority, since all exhortation
to courage and fortitude invites the riposte, And What of You?; and action,
the test by which leadership has always ultimately been validated,
is, of course, denied by the necessity to avoid all outcomes in nuclear
confrontation whatsoever.
The leaders of nuclear powers are therefore
fixed in a dilemma: how to validate (legitimize, political scientists would
say) their authority without recourse to any one of the heroic props always
previously found necessary to that end? Autocracies, like the Soviet Union,
confront this dilemma in a less acute form than democracies, since the
autocrat does not shrink from using force to impose his will, up to the
limit where force must rebound against his hold on power; but even an autocrat
as extreme as Hitler took the precaution to employ reward, exhortation
and a carefully contrived image of himself as hero as a means to palliate
his dependence on direct coercion. Democracies, contrarily, have diluted
the heroic appeal by adducing the principle of consent to justify disparities
in risksharing. Thus Abraham Lincoln, with but a few days of bloodless
campaigning against the redskins to his name, and Franklin Roosevelt, a
man absolutely untouched by military experience, could both demand the
ultimate sacrifice of their fellow citizens on the grounds that the voters
had, by electing them president, willed them powers of war as well as peace,
with all the consequences that flowed from that act.
Liberal democracy has never failed, none
the less, to invoke the apparatus of heroic leadership when it could, its
comparative brevity and localization as a form of government making consent
alone too uncertain a means of legitimizing commands which regularly spared
from their consequences those responsible for their issue. Thus Gladstone's
anti-militarism could preserve its consistency because he was able to avoid
leading Britain into blood-letting on any large scale. But the authority
both of Asquith's government and of the Union sacrée of 1914-16
was undermined by the evident inconsistency of their pacific inclinations
and their warmaking policies, to say nothing of the wholly civilian backgrounds
of the ministers who composed them. Not only have the leaders of the democracies
in the total war era subsequently taken trouble to publicize their individual
military records, if they had any to claim -as Churchill, Kennedy and Eisenhower,
for example, notably could and, more modestly, Truman, Nixon, Carter and
even Reagan also; they have additionally - and the consent principle notwithstandingregularly
mobilized the imperatives of kinship, prescription, sanction, action and,
where possible, even example to heighten their military authority.
Those expedients, it has been demonstrated,
no longer avail. What therefore is to take their place? No programme of
national reassurance can do so. The early efforts of the United States
and British governments to 'educate' their populations in techniques of
nuclear survival foundered on evident and quite rational disbelief, and
were indeed inevitable victims of the complementary but contrary half of
the same strategic argument: that security in a nuclear world derived from
the certainty of retaliation, otherwise known as Mutually Assured
Destruction. That being so, the governments of democratic states which
are also nuclear powersthose of nuclear autocracies should also take heed,
but are under less compulsion to do so - must establish a new form of military
command. It is best characterized as 'Post-Heroic Leadership'.
Post-heroic leadership will require that
most difficult of all feats, in government, a transition from one system
of appeal to human responses to another and quite different one. Traditional
leadership in all its forms, even the most liberal and humanistic, has
always had to delve deep into what is instinctual and emotive in the collective
psyche to find the elements which will lend it force. Democracy, in its
fundamental dimension, is a means of limiting the egotism and waywardness
of those who exercise power by replacing them with others when their pretensions
become intolerable. The alternation of declared political positions is
a superficiality of the democratic system; it is the popular right to deprive
one constituent group of the political class of authority and invest it
in another that makes democracy morally superior to autocracy - call it
monarchy, aristocracy or oligarchy - in any of its forms. But traditional
democracy, fragile flower that it is, has never derived its force from
moral argument alone. Morality is, in the last resort, founded upon reason,
but mankind in the mass does not choose or unchoose by purely rational
process. The most successful democratic leaders have known as much and
acted accordingly, buttressing their reasoned arguments with a carefully
calculated appeal to material interest and emotional response and, with
an elaborate 'presentation of self', contrived to personify the image of
leadership closest to that which a people, at one time or another, seeks
for its own. The wastepaper basket of democracy is filled with the lives
of would-be leaders whose highmindedness led them to reject such artifices
and rest their approaches to the electorate on pure rationality.
The advent of nuclear weapons has put a
term to the semi- and anti-rational style. Mankind, if it is to survive,
must choose its leaders by the test of their intellectuality; and, contrarily,
leadership must justify itself by its detachment, moderation and power
of analysis. Hopes of transition to such a style of leadership need not
be based on mere wish. The history of the world's first and only acute
nuclear crisis lends substance to the belief that it may be achieved.
That episode was the Cuban Missile Crisis
of October 14-27, 1962, which brought the United States and the Soviet
Union to the brink of war. It retains the keenest significance for the
modern world for three reasons: it is the only nuclear crisis of which
we have a detailed account written by an insider (Thirteen Days by
Robert Kennedy, brother of the President and US Attorney-General); it was
presided over, on the American side, by a leader who had revived the heroic
style in an extreme form; it was conducted, nevertheless, in a strictly
post-heroic manner and resolved with rapid and complete success.
What were the bases of that outcome? The
first was President John F. Kennedy's determination that the three competing
velocities
of the crisis - the velocity of the Russian initiative, the velocity
of the necessary American response, and the velocity of assessment and
decision - should be identified and separated. The second was that assessment
should be entrusted to a group of men, the Executive Committee (Ex Comm),
chosen for their expertise and sagacity, relieved temporarily of other
responsibility and convened to meet outside his presence. The crises therefore
developed, as far as was possible, in a way which ensured that the velocity
of events did not accelerate the velocity of decision-making, with all
the undesirable consequences of rushed and unconsidered judgement that
might otherwise have ensued.
At the outset, the Ex Comm accepted the
assessment that the deployment of Russian missiles to Cuba, the preliminaries
to which had been discovered at an early stage, would take two weeks to
complete while the appropriate American military dispositions required
only forty-eight hours, thus leaving twelve days for rational consideration;
the Ex Comm also quickly identified the three outcomes to which dispositions
might lead - air blockade, bombardment and invasion of Cuba; and it finally
and quickly agreed on how it should organize itself for the appropriate
decision-making in the time it had decided was available.
The nature of the decision-making appears,
in retrospect, the most impressive and significant feature of the crisis.
The Ex Comm decided at the outset not to organize itself in a hierarchical
way; it forswore 'leadership' from the start. 'We all spoke as equals,'
Robert Kennedy recalled. 'There was no rank . . . we did not even have
a Chairman . . . the conversations were completely unstructured and uninhibited.
Everyone had equal opportunity to express himself or to be heard directly.'
Some found the burden of equal responsibility too heavy to bear. Dean Rusk,
the Secretary of State, underwent what Kennedy identified as a nervous
breakdown early on and thereafter absented himself. McGeorge Bundy, the
National Security Advisor, proved incapable of taking a consistent line.
He was 'first for a strike, then a blockade, then for doing nothing'; finally
for a strike again. But that at least demonstrates that the Ex Comm avoided
'groupthink'. In fact, and despite the insistence of its only military
member, General Maxwell Taylor, on advocating military action, the Ex Comm
took only three days to reach a majority decision for blockade. Another
day was devoted to technical discussion outside the Ex Comm forum and a
further two, October 21-2, to conferences with President Kennedy himself.
By the sixth of the thirteen days available, therefore, a rational response
to the Russian threat had been identified and endorsed. A week later the
Russians also had accepted its logic and turned their missile-carrying
ships away from Cuba to a homeward course.
The history of the Cuba crisis therefore
offers both reassurance and hope that future nuclear crises may be resolved
as rationally and harmlessly. But it must be remembered that the world
has moved on singe 1962, and moved on apace. Pace is, indeed, the crux.
Of the three velocities which drove that crisis - velocity of events, velocity
of response and velocity d decision-making- the last has remained static,
as it must; the human mind and the human tongue work no faster in 1987
than they did in 1962 or, to cast back to Alexander, than in 334 cc. But
the reporting of events, which feeds the pace of crisis, has accelerated
significantly, and the velocity of response - military disposition and
alert - even more markedly. The Soviet Union in 1962 was seeking to dispose
missiles into a gap in the American warning system by ponderous sea transport,
taking days to complete. Today its missiles are disposed on submarines
from which their flight-times to targets within the forty-eight contiguous
United States are measured in minutes.
A velocity of unvarying pace - that at
which human beings receive, assimilate and discuss information and decide
what must be done in its light - therefore competes with velocities which
are constantly quickening. Because they concern activities which are also
swelling in volume- more long-range, short-flight-time weapons, more information
- the human beings who are hampered by the unvarying velocity of their
own thought processes seek to equalize the imbalance by reducing the flow
of information to more manageable proportions and bringing the weapon array
under ever more centralized control. The desired end of this trend is for
all weapons to be made obedient to a single command, which in its turn
will be determined by a single 'go' or 'no go' reading from all incoming
information. The modern supreme commander- president, prime minister, first
secretary- is, in short, seeking to return from the complexities of strategy
to the simplicities of tactics; to a situation in which the warrior both
sees his target and, by direct observation of its behaviour, launches or
stays his weapon accordingly.
But desire and circumstance meet here,
alas, in irresoluble conflict. To reduce a large volume of complex information
quickly to a simple 'read out' can be done; but only by interposing a dense
filter of machines and intermediary personnel between the decision-maker
and reality. Machines, in the circumstances, can make of information only
what they are told or programmed to do; while intermediary personnel, as
they assess the information that passes before them, inevitably encroach
upon the ultimate function of the supreme decision-maker. The result may
be to persuade the strategist that he enjoys the tactician's direct vision
and freedom of action; but the sensation will be an illusion.
Worse, it will be an illusion pregnant
with disastrous consequences. Not only will it tempt the supreme commander
into decisions which programmed and mediated information may, all desire
to the contrary, have made for him. It will also tempt him to act the tactician
and - therefore - the hero. Kennedy, as we saw, managed to resist that
temptation. But Hitler assuredly did not. And though Hitler's personality
was grossly aberrant, the means by and the environment in which he exercised
command were not so at all. Indeed they directly resembled those that prevail
in Washington, Moscow, London and Paris today. That being the case, the
possibility that the supreme commander of a nuclear weapons state will
at some time in the future yield to the temptation of false heroics and
seek to play the tactician, just as Hitler did, cannot be ruled out of
account.
The prospect is potentially catastrophic.
How can it be forestalled?
Two methods suggest themselves. The first
is to decelerate the two velocities- of events and appropriate response
- that drive the critical velocity of decision-making. Easier said than
done is the obvious response. But efforts to decelerate are nevertheless
afoot through the vast American (and Soviet) scientific enterprise called
the Strategic Defense Initiative. 'Star Wars' is both seen and represented
as a system of protection; President Reagan's depiction of the eventual
SDI product as a missile-proof 'astrodome' best conveys that aspiration.
But even his warmest supporters concede that the dream of an astrodome
is an illusion. Total missile-proofing probably lies beyond the capacity
of any scientific community to achieve. That is not to say, however, that
&Star Wars is without merit, political or military. On the contrary,
it is an enormously hope-giving initiative, if it is seen, as it properly
should be, as a mechanism to procure not total defence but relative
delay.
Deterrence, as we are currently reminded, derives its logic from its
instantaneity, the certainty of instantaneous retaliation by #coed strike
should a first strike fail. The outcome of that dialectic is called Mutually
Assured Destruction. Because Star Wars threatens to dilute mutuality, assurance
and destruction, it is seen as damaging to the deterrent principle. If,
on the other hand, its influence is calculated not on the effect it might
exert on outcomes but on the delay it could impose on decision-marring,
its desirability switches from negative to positive. Nuclear Weapons strategy
within a Star Wars system would, if a crisis boiled from menace to action,
almost certainly result in some missiles reaching their target on one or
both sides. But, horrible though such an experience would prove, the event
would not only be bearable in a way that Mutually Assured Deatruction would
not. It would also allow the contestants to think and calculate rationally
during the course of the exchange - to act, that is, as strategists instead
of tacticians- and to perhaps extricate themselves from deepening trouble
rather than be driven further into it by the velocities of event and response.
Star Wars therefore offers hope; but only
through the prospect it promises of reverting from the diplomacy of the
hair-trigger to the more traditional rhythms which animated international
relations before the coming of nuclear weapons. The outcome of a nuclear
war, even one mediated by SDI mechanisms, would still be so much worse
than of any ever known to the world that no strategic theorist may properly
portray the Initiative as man's best and last resort. Mankind needs not
new hardware but a change of heart. It needs an end to the ethic of heroism
in its leadership for good and all. Heroism, as we have seen, is not a
necessary constant in the way that societies work. Heroism is an irrational
and emotional response to challenge and to threat. In a world of riches
and poverty, better and worse land, full and empty spaces, good and bad
gods, true and false creeds, the appeal of heroism was a natural temptation
to those who felt that it would lend the decisive cutting edge to weapons
otherwise inadequate for victory over the stronger, the more fortunate,
the better favoured by history. It was also a splendid cloak for the bully,
the tyrant, the ideologue and the lunatic, not least when the urge to tyrannize
came to possess whole peoples, rather than those given to or taken by them
as leaders.
For much of manta known past, the heroic
ethic, in some guise or other, has characterized the style of government
by which he has conducted his affairs in most quarters of the globe. A
few people in a few places have found other means to legitimize the authority
under which they have lived. The theocracies of China and the Middle East
represent one alternative form. The liberal democracies of the nineteenth-century
West represent another. 114th chose to preserve and cultivate the heroic
ethic, none the less, in certain carefully isolated sectors of their societies,
and to sustain the creed of struggle within their larger political philosophies.
In the theocracies that creed belonged with the depiction of those 'outside'
as barbarians or unbelievers. In the democracies the creed of struggle
worked to energize politics from the inside, making 'heroes" of men and
women simply through their advocacy of the opposed positions of right or
left, red or white, us or them.
The concept of struggle, and its attendant ethic of heroism, broods over us all today. It lies at the heart of Marxism and hovers not far from the guiding belief of democracy in the values of human freedom and choice. Yet the spectre of risk, by confronting which the leader authenticated himself as hero, is no longer deflected from those who follow him by the singular role he takes for himself. On the contrary, it diffuses the whole arena of struggle, threatening everyone equally, if not indeed the led more directly than their leader. The traditional means by which the leader sought to validate his followers' sharing of the risk he led them to face - the cultivation of a sense of kinship, the use of sanction, the force of example, the power of prescription, the resort of action - now all fail. Indeed, what is asked first of a leader in the nuclear world is that he should not act, in any traditionally heroic sense, at all. An inactive leader, one who does nothing, sets no striking example, says nothing stirring, rewards no more than he punishes, insists above all in being different from the mass in his modesty, prudence and rationality, may sound no leader at all. But such, none the less, is the sort of leader the nuclear world needs, even if it does not know that it wants him. 'Post-heroic' is the title he might take for himself. For all is changed, utterly changed. Passing brave it may once have been to ride in triumph through Persepolis. Today the best must find conviction to play the hero no more.